The Securities and Exchange Commission probably will let some proposed regulations governing financial advisors fade away, ...

On November 4, the U.S. Securities and Exchange Commission issued a Risk Alert, warning fund managers of recurring issues the ...

Three Democratic SEC commissioners should resign before the new president is sworn in to allow the new president to appoint ...

The Securities and Exchange Commission has reaffirmed its commitment to safeguarding investors’ funds amid the growing prominence of fintech in Nigeria’s financial sector. This is according to a ...

A federal judge in Texas on Thursday struck down the U.S. Securities and Exchange Commission's overhaul of Treasury dealer ...

The US Chamber of Commerce has urged the DC Circuit to reinstate SEC rules restricting ISS and other proxy advisory firms, as ...

The Securities and Exchange Commission (SEC) has introduced evidence of registration with a capital market Trade Group as a ...

A joint investigation would demonstrate a unified regulatory front, protecting the interests of both US and Indian investors.

Coinbase CEO Brian Armstrong attributes Democratic election results to cryptocurrency regulatory policies implemented under ...

Gensler’s resignation as Chair of the Commission not only signals a new direction for the agency but will most likely result ...

The former investment banker never shies from a fight, yet has said he’ll resign from his SEC chair post the same day Donald ...

Gary Gensler’s recent speech at the Annual Institute on Securities Regulation event indicates that he may expect to be out of ...