SEC Includes ESG In Latest Risk Alert For Fund Managers
On November 4, the U.S. Securities and Exchange Commission issued a Risk Alert, warning fund managers of recurring issues the ...
Punchng on MSN2h
SEC promises to enforce fintech regulations to safeguard investors
The Securities and Exchange Commission has reaffirmed its commitment to safeguarding investors’ funds amid the growing prominence of fintech in Nigeria’s financial sector. This is according to a ...
The voters have spoken — all SEC Democrats should resign
Three Democratic SEC commissioners should resign before the new president is sworn in to allow the new president to appoint ...
US court vacates SEC 'dealer rule' on Treasury markets
A federal judge in Texas on Thursday struck down the U.S. Securities and Exchange Commission's overhaul of Treasury dealer ...
Chamber Backs Manufacturers' Bid to Revive SEC Proxy Firm Curbs
The US Chamber of Commerce has urged the DC Circuit to reinstate SEC rules restricting ISS and other proxy advisory firms, as ...
businessday3h
SEC makes trade group membership requirement for registration of market operators
The Securities and Exchange Commission (SEC) has introduced evidence of registration with a capital market Trade Group as a ...
GMA News Online on MSN3d
In wake of Neri Naig case, SEC urges celebs to be sure of endorsements
Following actress Neri Naig’s arrest for alleged estafa and violation of the Securities Regulations Code (SRC), the ...
The Financial Express4d
EXPLAINER: Why SEC and Sebi need to collaborate
A joint investigation would demonstrate a unified regulatory front, protecting the interests of both US and Indian investors.
Hard-Charging SEC Chair Gary Gensler to Step Away as Trump Enters
The former investment banker never shies from a fight, yet has said he’ll resign from his SEC chair post the same day Donald ...
blockonomi3d
Coinbase CEO Brian Armstrong Links Crypto Regulations to Democratic Election Results
Coinbase CEO Brian Armstrong attributes Democratic election results to cryptocurrency regulatory policies implemented under ...
Gensler Exit Signals End To Climate Reporting Rule And ESG In The SEC
Gensler’s resignation as Chair of the Commission not only signals a new direction for the agency but will most likely result ...
Internet of People13d
Gary Gensler Preparing to Exit SEC Chairman Role?
Gary Gensler’s recent speech at the Annual Institute on Securities Regulation event indicates that he may expect to be out of ...